Broker-Dealer
A firm registered with the SEC and FINRA authorized to buy and sell securities on behalf of customers or for its own account. GigaStar Securities LLC is a registered broker-dealer operating the ATS for secondary CRT trading.
Key Points to Remember
- Broker-Dealer is regulated by the SEC under Regulation Crowdfunding
- All investments carry risk — past performance doesn't guarantee future results
- Review all offering documents carefully before investing
Related Terms
Alternative Trading System
An Alternative Trading System (ATS) is an SEC-registered trading venue. GigaStar Securities operates an ATS for secondary Channel Revenue Token (CRT) trading launching March 2026.
FINRA
Financial Industry Regulatory Authority. The self-regulatory organization overseeing broker-dealers and funding portals in the United States.
SEC
The U.S. Securities and Exchange Commission. The federal agency regulating securities markets, including GigaStar's CRT offerings under Regulation Crowdfunding.
Secondary Trading
Secondary trading is the buying and selling of Channel Revenue Tokens (CRTs) on the GigaStar Secondary Market after the mandatory 12-month holding period has elapsed.
Frequently Asked Questions
What is a funding portal?
A funding portal is an SEC-registered, FINRA-member intermediary that facilitates securities offerings under Regulation Crowdfunding. GigaStar Market is a registered funding portal that hosts CRT offerings, ensuring regulatory compliance, required disclosures, and Investor protections as mandated by the SEC.
How does the SEC protect Investors in crowdfunding?
The SEC requires detailed disclosures through Form C filings, mandates annual investment limits for non-accredited Investors, provides a cancellation period before offering close, requires ongoing reporting from issuers, and oversees funding portals like GigaStar Market. These regulations are designed to provide transparency, though they do not eliminate investment risk.
What is a Form C?
Form C is the SEC filing required for every Regulation Crowdfunding offering. It contains detailed information about the offering including financial statements, risk factors, use of proceeds, Creator information, and the terms of the CRT offering. Investors should review the Form C carefully before investing.